The Financial Industry Regulatory Authority (FINRA) is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
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The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public’s trust.
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The North American Securities Administrators Association (NASAA) represents state and provincial securities regulators in the United States, Canada and Mexico.
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Office of the Kansas Securities Commissioner
Office of the Kansas Securities Commissioner is a division of the Kansas Insurance Department. The mission of the Office of the Kansas Securities Commissioner (KSC) is to protect and inform Kansas investors, to promote integrity and full disclosure by issuers and securities professionals, to investigate and prosecute fraud and to foster capital formation.
The Securities Commissioner administers the Kansas Uniform Securities Act, the Uniform Land Sales Practices Act, and the Loan Brokers Act. The Commissioner enforces these laws through administrative, civil and criminal proceedings.
Visit securities.kansas.gov for more information on
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