Smart Invest Ks

An Investor Education initiative brought to you by the Office of the Kansas Securities Commissioner, a Division of the Kansas Insurance Department.

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Background Check

BrokerCheck is a free tool designed to give you the resources you need to research the background and experience of broker-dealers, investment advisers, and their agents.

BrokerCheck
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Make informed choices

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Instant information on whether or not firms and their agents are registered as required

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Snapshot of professional's history

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Background Check

Risk Meter

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Top 5 Fraud

Investing 101

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Contact

Industry Links

“110 years ago, Kansas became the first state in the union to pass laws protecting consumers and their investments. The investment world looks different than it did back then but our commitment to protecting Kansans remains steadfast.“

– Insurance Commissioner Vicki Schmidt