Smart Invest Ks

An Investor Education initiative brought to you by the Office of the Kansas Securities Commissioner, a Division of the Kansas Insurance Department.

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Background Check

BrokerCheck is a free tool designed to give you the resources you need to research the background and experience of broker-dealers, investment advisers, and their agents.

BrokerCheck
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Make informed choices

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Instant information on whether or not firms and their agents are registered as required

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Snapshot of professional's history